Whether you maybe working in meeting FSA remediation directions or maybe preparing for a regulatory visit, we know that this could be a stressful time, where you may need additional resource or advisory support.  We can assist you in this respect, including with:

• Generating a list of clients
• Client Risk Assessments (see dedicated web page).
• AML Procedures – review and update where necessary
• Business Risk Assessment – review and update where necessary or produce a new document.
• Compiling the client records comprising the files to be sampled by the Regulator
• Draft visit report – assistance with review and advising on response
• Regulatory actions and or recommendations – assistance with completion

Upon request, depending on the specific underlying needs. Typically, £70 per hour spent.

Upon request, depending on your specific needs.